Peter M. Ziemba - 20 May 2021 Form 4 Insider Report for WisdomTree Investments, Inc. (WT)

Role
Chief Administrative Officer
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact
Issuer symbol
WT
Transactions as of
20 May 2021
Transactions value $
-$33,814
Form type
4
Filing time
18 Nov 2021, 10:27:15
Next filing
22 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WT Common Stock Gift $0 -8K -0.79% $0.00 1M 20 May 2021 Direct F1, F2
transaction WT Common Stock Gift $0 -8.5K -0.85% $0.00 994K 21 May 2021 Direct F1, F2
transaction WT Common Stock Sale -$33.8K -5K -0.5% $6.76 989K 17 Nov 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares transferred by the Reporting Person as a bona fide gift without consideration.
F2 Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.