SCOTT KLEINMAN - 17 Nov 2021 Form 4 Insider Report for Apollo Global Management, Inc. (APO)

Role
Co-President, Director
Signature
/s/ Jessica L. Lomm, as Attorney-in-Fact
Issuer symbol
APO
Transactions as of
17 Nov 2021
Transactions value $
$5,414,686
Form type
4
Filing time
19 Nov 2021, 15:30:16 UTC
Previous filing
15 Nov 2021
Next filing
03 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APO Class A Common Stock Award $2,237,236 +29,344 +2.2% $76.24* 1,388,164 17 Nov 2021 Direct F1, F2
transaction APO Class A Common Stock Award $3,177,449 +41,676 $76.24* 41,676 17 Nov 2021 KRT Investments IX LLC F3, F4
holding APO Class A Common Stock 9,391 17 Nov 2021 KRT Investments LLC F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted shares of Class A common stock of the Issuer ("Class A shares") issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). The restricted Class A shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.
F2 Reported amount includes 327,371 restricted share units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
F3 Represents Class A shares issued under the Plan.
F4 By KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.
F5 By KRT Investments LLC. The reporting person disclaims beneficial ownership of the securities indirectly or directly held by KRT Investments LLC reported herein and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.