GravityRock A.S. - 15 Nov 2021 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role
10%+ Owner
Signature
/s/ Hermann Svoren, as Chairperson of GravityRock A.S. /s/ Jonathan Scudder, as Director of GravityRock A.S. /s/ Victor Ake, as Director of GravityRock A.S.
Issuer symbol
FORG
Transactions as of
15 Nov 2021
Transactions value $
$0
Form type
4
Filing time
22 Nov 2021, 16:18:40 UTC
Previous filing
22 Sep 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security $0 +1,500,000 $0 1,500,000 15 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Class B Common Stock Conversion of derivative security $0 -1,500,000 -14.92% $0 8,553,833 15 Nov 2021 Class A Common Stock 1,500,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election. On November 15, 2021, the reporting person elected to convert 1,500,000 shares of its Class B Common Stock into 1,500,000 shares of Class A Common Stock.