ROGER L. DICK - 23 Nov 2021 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
23 Nov 2021
Transactions value $
$0
Form type
4
Filing time
23 Nov 2021, 14:35:10 UTC
Next filing
10 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +44 +3% $0 1,528 23 Nov 2021 Direct F1, F2, F3
transaction UWHR Common Stock Other $0 +2,442 +3% $0 83,855 23 Nov 2021 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2021 as of Record Date 11-09-2021. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2021 as of Record Date 11-09-2021.
F4 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian