JAMES E. NANCE - 23 Nov 2021 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Director
Signature
James E. Nance by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
23 Nov 2021
Transactions value $
$0
Form type
4
Filing time
23 Nov 2021, 15:31:46 UTC
Previous filing
30 Jun 2021
Next filing
09 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock (Held by Self) Other $0 +166 +3% $0.00 5.7K 23 Nov 2021 Direct F1, F2
transaction UWHR Common Stock Other $0 +62 +2.97% $0.00 2.15K 23 Nov 2021 Direct F1, F2, F3
transaction UWHR Common Stock (Held jointly with Spouse) Other $0 +467 +3% $0.00 16K 23 Nov 2021 Direct F1, F2
transaction UWHR Common Stock (Held by Spouse) Other $0 +223 +2.99% $0.00 7.69K 23 Nov 2021 By Spouse of Reporting Person Solely F1, F2
transaction UWHR Common Stock (Held by Self as Custodian for Daughter) Other $0 +223 +2.99% $0.00 7.69K 23 Nov 2021 By Self As Custodian for Daughter F1, F2
transaction UWHR Common Stock (Held by Self as Custodian for Daughter) Other $0 +223 +2.99% $0.00 7.69K 23 Nov 2021 By Self As Custodian for Daughter F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2021 as of Record Date 11-09-2021. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F2 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three percent (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-23-2021 as of Record Date 11-09-2021.
F3 Held by Cede & Co., Depository for IRA FBO James Edward Nance Pershing LLC As Custodian