Nina Gupta - Nov 23, 2021 Form 4 Insider Report for Victory Capital Holdings, Inc. (VCTR)

Role
Chief Legal Officer
Signature
/s/ Nina Gupta
Stock symbol
VCTR
Transactions as of
Nov 23, 2021
Transactions value $
$0
Form type
4
Date filed
11/23/2021, 06:57 PM
Next filing
Mar 17, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCTR Common Stock Conversion of derivative security +117K 117K Nov 23, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCTR Class B Common Stock Conversion of derivative security -117K -100% 0 Nov 23, 2021 Class A Common Stock 117K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 19, 2021, Victory Capital Holdings, Inc., the Company, held a special meeting of stockholders at which the stockholders approved an amendment to the Companys certificate of incorporation to convert all outstanding shares of Class B Common Stock into an equal number of shares of Class A Common Stock on a one-for-one basis, the Conversion. The Conversion was effective on November 23, 2021, upon the Companys filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.