| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ICE | Common Stock | Gift | $0 | -67.5K | -5.09% | $0.00 | 1.26M | 23 Nov 2021 | Direct | F1, F2 |
| holding | ICE | Common Stock | 3.09M | 23 Nov 2021 | CPEX | F3 | |||||
| holding | ICE | Common Stock | 81.6K | 23 Nov 2021 | By spouse | F4 |
| Id | Content |
|---|---|
| F1 | This transaction involved a gift of 67,500 shares of the Issuer's common stock by the reporting person to a philanthropic organization. |
| F2 | The common stock number referred in Table I is an aggregate number and represents 1,187,488 shares of common stock and 71,512 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the units vest each year. The satisfaction of the 2021 performance based restricted units tied to earnings before interest, taxes, depreciation, and amortization ("EBITDA") and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022 and will be reported at the time of vesting. The satisfaction of the 2019, 2020 and 2021 total shareholder return performance based restricted stock units and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2022, February 2023 and February 2024, respectively, and will be reported at the time of vesting. |
| F3 | These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. |
| F4 | As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership. |