JAY M. SHORT - 22 Nov 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Issuer symbol
BCAB
Transactions as of
22 Nov 2021
Net transactions value
-$1,456,182
Form type
4
Filing time
30 Nov 2021, 19:04:40 UTC
Previous filing
26 Aug 2021
Next filing
06 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Sale $411,234 -15,675 -1.1% $26.24* 1,425,833 22 Nov 2021 Direct F1, F2
transaction BCAB Common Stock Sale $385,184 -15,861 -1.1% $24.28* 1,409,972 23 Nov 2021 Direct F1, F3
transaction BCAB Common Stock Sale $236,450 -9,082 -0.64% $26.04* 1,400,890 23 Nov 2021 Direct F1, F4
transaction BCAB Common Stock Sale $151,798 -6,311 -0.45% $24.05* 1,394,579 24 Nov 2021 Direct F1, F5
transaction BCAB Common Stock Sale $146,294 -5,852 -0.42% $25.00* 1,388,727 24 Nov 2021 Direct F1, F6
transaction BCAB Common Stock Sale $125,221 -4,859 -0.35% $25.77* 1,383,868 24 Nov 2021 Direct F1, F7
holding BCAB Common Stock 793,547 22 Nov 2021 By Spouse
holding BCAB Common Stock 258,727 22 Nov 2021 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 258,727 22 Nov 2021 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302,324 22 Nov 2021 By Capia IP, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.
F2 The range of prices for the shares of Common Stock is from $25.83 to $26.75. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3 The range of prices for the shares of Common Stock is from $23.82 to $24.79. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4 The range of prices for the shares of Common Stock is from $24.85 to $25.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5 The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F6 The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F7 The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.