Scott Andrew Smith - 22 Nov 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Scott A. Smith
Issuer symbol
BCAB
Transactions as of
22 Nov 2021
Transactions value $
$-39,916
Form type
4
Filing time
30 Nov 2021, 19:06:16 UTC
Previous filing
07 Oct 2021
Next filing
06 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Sale $-11,281 -430 -0.12% $26.24* 351,295 22 Nov 2021 Direct F1, F2
transaction BCAB Common Stock Sale $-10,564 -435 -0.12% $24.28* 350,860 23 Nov 2021 Direct F1, F3
transaction BCAB Common Stock Sale $-6,483 -249 -0.07% $26.04* 350,611 23 Nov 2021 Direct F1, F4
transaction BCAB Common Stock Sale $-4,161 -173 -0.05% $24.05* 350,438 24 Nov 2021 Direct F1, F5
transaction BCAB Common Stock Sale $-4,000 -160 -0.05% $25.00* 350,278 24 Nov 2021 Direct F1, F6
transaction BCAB Common Stock Sale $-3,428 -133 -0.04% $25.77* 350,145 24 Nov 2021 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's common stock sold by the reporting person to cover taxes due upon the release and settlement of the vested RSUs.
F2 The range of prices for the shares of Common Stock is from $25.83 to $26.75. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3 The range of prices for the shares of Common Stock is from $23.82 to $24.79. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4 The range of prices for the shares of Common Stock is from $24.85 to $25.70. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5 The range of prices for the shares of Common Stock is from $23.48 to $24.32. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F6 The range of prices for the shares of Common Stock is from $24.48 to $25.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F7 The range of prices for the shares of Common Stock is from $25.57 to $26.14. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.