Gordon S. Weber - Nov 30, 2021 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: Sr. VP of Legal, GC and Sec.
Signature: /s/ John Manders, on behalf of Gordon S. Weber
Stock symbol: SRDX
Transactions as of: Nov 30, 2021
Transactions value $: -$19,153
Form type: 4
Date filed: 12/2/2021, 02:11 PM
Previous filing: May 14, 2021
Next filing: May 13, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Tax liability	-$19.2K	-436	-6.1%	$43.93	6.71K	Nov 30, 2021	Direct	F1
transaction	SRDX	Common Stock	Award	$0	+4.55K	+67.81%	$0.00	11.3K	Nov 30, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Award	$0	+18.3K		$0.00	18.3K	Nov 30, 2021	Common Stock	18.3K	$43.93	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 194 shares acquired through the Employee Stock Purchase Plan for the phase ending August 31, 2021.
F2	The award vests in four equal installments on each of the first four anniversaries of the November 30, 2021 grant date.