Mark Pearson - 01 Dec 2021 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
President and CEO, Director
Signature
/s/ Ralph Petruzzo as attorney-in-fact for Mark Pearson
Issuer symbol
EQH
Transactions as of
01 Dec 2021
Transactions value $
-$473,569
Form type
4
Filing time
02 Dec 2021, 15:15:12 UTC
Previous filing
02 Nov 2021
Next filing
08 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Sale -$232K -7.45K -2.15% $31.07 340K 01 Dec 2021 Direct F1, F2, F3
transaction EQH Common Stock Sale -$242K -7.55K -2.22% $32.06 332K 01 Dec 2021 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2021.
F2 This transaction was executed in multiple trades at prices ranging from $30.5700 to $31.5600.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Total includes RSUs.
F4 This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3700.The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.