Kent W. Ziegler - 01 Dec 2021 Form 4 Insider Report for AXIS CAPITAL HOLDINGS LTD (AXS)

Role
Principal Acct Off, Controller
Signature
G. Christina Gray-Trefry, Attorney-in-Fact
Issuer symbol
AXS
Transactions as of
01 Dec 2021
Net transactions value
-$36,559
Form type
4
Filing time
02 Dec 2021, 16:58:14 UTC
Previous filing
26 Jan 2023
Next filing
27 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXS Common Shares Options Exercise $0 +1,118 +6.6% $0.000000 18,056 01 Dec 2021 Direct
transaction AXS Common Shares Disposed to Issuer $27,805 -559 -3.1% $49.74 17,497 01 Dec 2021 Direct
transaction AXS Common Shares Tax liability $8,754 -176 -1% $49.74 17,321 01 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXS Restricted Stock Units Options Exercise $0 -1,118 -50% $0.000000 1,118 01 Dec 2021 Common Shares 1,118 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2 The restricted stock units vest in four equal annual installments beginning December 1, 2019.