WILLIAM W. SMITH JR - 07 Dec 2021 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role: President & CEO, Director, 10%+ Owner
Signature: /s/Jennifer M. Reinke, attorney-in-fact for William W. Smith, Jr.
Issuer symbol: SMSI
Transactions as of: 07 Dec 2021
Net transactions value: -$586,300
Form type: 4
Filing time: 08 Dec 2021, 15:19:38 UTC
Previous filing: 18 Nov 2021
Next filing: 16 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMSI	Common Stock	Sale	$586,300	-110,000	-2.3%	$5.33	4,664,524	07 Dec 2021	Direct	F1
holding	SMSI	Common Stock						455,028	07 Dec 2021	The William W. Smith, Jr. Revocable Trust
holding	SMSI	Common Stock						6,000	07 Dec 2021	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	Held in the William W. Smith, Jr. IRA

Content

The trade was executed in a series of transactions with a price range of $5.27 to $5.47, inclusive, with a weighted average price of $5.33. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Held in the William W. Smith, Jr. IRA