Sol J. Barer - Dec 21, 2021 Form 4 Insider Report for NexImmune, Inc. (NEXI)

Role
Director
Signature
/s/ Ilse Johnson, Attorney-in-fact
Stock symbol
NEXI
Transactions as of
Dec 21, 2021
Transactions value $
$258,500
Form type
4
Date filed
12/22/2021, 07:00 AM
Previous filing
Jun 17, 2021
Next filing
Mar 21, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEXI Common Stock Options Exercise $259K +50K +3.66% $5.17* 1.42M Dec 21, 2021 Direct
holding NEXI Common Stock 1.54M Dec 21, 2021 Held by B&S NexImmune Holdco LLC F1
holding NEXI Common Stock 347K Dec 21, 2021 Held by Joshua Barer F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEXI Stock Option (right to buy) Options Exercise $0 -50K -24.28% $0.00 156K Dec 21, 2021 Common Stock 50K $5.17 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Sol Barer is the father of Joshua Barer, who is the sole manager of B&S NexImmune Holdco LLC and has sole voting and dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer is also a member of Barer & Son Capital, LLC, which is a member of B&S NexImmune Holdco LLC, but he does not have voting or dispositive control over the shares held by B&S NexImmune Holdco LLC. Mr. Sol Barer disclaims beneficial ownership of the securities held by B&S NexImmune Holdco LLC except to the extent of his pecuniary interest therein.
F2 Mr. Sol Barer is the father of Joshua Barer. Mr. Sol Barer disclaims beneficial ownership of the securities held by Joshua Barer.