| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASAN | Class A Common Stock | Options Exercise | $32K | +20K | +4.18% | $1.60* | 498K | 21 Dec 2021 | Direct | |
| transaction | ASAN | Class A Common Stock | Sale | -$259K | -3.55K | -0.71% | $72.94 | 495K | 21 Dec 2021 | Direct | F1, F2 |
| transaction | ASAN | Class A Common Stock | Sale | -$379K | -5.12K | -1.03% | $73.96 | 489K | 21 Dec 2021 | Direct | F1, F3 |
| transaction | ASAN | Class A Common Stock | Sale | -$515K | -6.73K | -1.37% | $76.59 | 483K | 21 Dec 2021 | Direct | F1, F4 |
| transaction | ASAN | Class A Common Stock | Sale | -$225K | -2.9K | -0.6% | $77.68 | 480K | 21 Dec 2021 | Direct | F1, F5 |
| transaction | ASAN | Class A Common Stock | Sale | -$133K | -1.7K | -0.35% | $78.52 | 478K | 21 Dec 2021 | Direct | F1, F6 |
| transaction | ASAN | Class A Common Stock | Options Exercise | $100K | +27K | +5.65% | $3.70* | 505K | 22 Dec 2021 | Direct | |
| holding | ASAN | Class A Common Stock | 153K | 21 Dec 2021 | See footnote | F7 | |||||
| holding | ASAN | Class A Common Stock | 50K | 21 Dec 2021 | See footnote | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASAN | Stock Option (right to buy) | Options Exercise | $0 | -20K | -2.21% | $0.00 | 886K | 21 Dec 2021 | Class A Common Stock | 20K | $1.60 | Direct | F9 |
| transaction | ASAN | Stock Option (right to buy) | Options Exercise | $0 | -27K | -14.25% | $0.00 | 163K | 22 Dec 2021 | Class A Common Stock | 27K | $3.70 | Direct | F10 |
| Id | Content |
|---|---|
| F1 | The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. |
| F2 | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.60 to $73.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.61 to $74.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.05 to $77.0375 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.05 to $78.02 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $78.095 to $79.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The shares are held of record by The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019. |
| F8 | The shares are held of record by the Reporting Person's spouse. |
| F9 | 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter. |
| F10 | 1/24 of the shares subject to the option vested on March 1, 2021, and 1/24 of the shares vest monthly thereafter. |