LEONARD M. TANNENBAUM - 28 Dec 2021 Form 4 Insider Report for Oaktree Specialty Lending Corp (OCSL)

Role
Other*
Signature
Gabriel Katz as Attorney-in-Fact
Issuer symbol
OCSL
Transactions as of
28 Dec 2021
Net transactions value
-$3,651,295
Form type
4
Filing time
30 Dec 2021, 19:30:15 UTC
Previous filing
27 Dec 2021
Next filing
13 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCSL Common Stock Sale $1,509,400 -200,000 -1.3% $7.55 15,591,543 28 Dec 2021 Direct F1
transaction OCSL Common Stock Sale $1,504,400 -200,000 -1.3% $7.52 15,391,543 29 Dec 2021 Direct F3
transaction OCSL Common Stock Sale $637,495 -84,954 -0.55% $7.50 15,306,589 30 Dec 2021 Direct F4
holding OCSL Common Stock 1,332,773 28 Dec 2021 Trust F2
holding OCSL Common Stock 1,332,773 28 Dec 2021 Trust F2
holding OCSL Common Stock 1,332,773 28 Dec 2021 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

LEONARD M. TANNENBAUM is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F2 These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F3 This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer
F4 This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Remarks:

Following the sale transaction on December 30, 2021, the Reporting Person ceased to own more than 10% of the issuer's common stock.