David Peter Hale - 31 Dec 2021 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Role
Director
Signature
/s/Beverly J. Dozier, by power of attorney
Issuer symbol
FUSB
Transactions as of
31 Dec 2021
Transactions value $
$4,728
Form type
4
Filing time
04 Jan 2022, 14:06:35 UTC
Previous filing
03 Nov 2021
Next filing
24 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Phantom Stock Units Award $4.73K +447 +5.55% $10.57 8.5K 31 Dec 2021 Common Stock 447 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a 1-for-1 basis.
F2 Includes 21.61 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
F3 The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.