RONALD J. KRUSZEWSKI - 31 Dec 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Executive Officer, Director
Signature
/s/ Ronald Kruszewski
Issuer symbol
SF
Transactions as of
31 Dec 2021
Transactions value $
-$1,165,430
Form type
4
Filing time
04 Jan 2022, 15:27:32 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +37.2K +2.96% $0.00 1.29M 31 Dec 2021 Direct
transaction SF Common Stock Tax liability -$1.17M -16.6K -1.29% $70.00 1.28M 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -37.2K -37.54% $0.00 61.9K 31 Dec 2021 Common Stock 37.2K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.