JAY M. SHORT - 31 Dec 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Issuer symbol
BCAB
Transactions as of
31 Dec 2021
Transactions value $
$-91,613
Form type
4
Filing time
05 Jan 2022, 19:30:46 UTC
Previous filing
07 Dec 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Tax liability $-91,613 -4,667 -0.35% $19.63* 1,316,144 31 Dec 2021 Direct F1
holding BCAB Common Stock 793,547 31 Dec 2021 By Spouse
holding BCAB Common Stock 258,727 31 Dec 2021 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 258,727 31 Dec 2021 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302,324 31 Dec 2021 By Capia IP, LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.