Victor Nesi - 07 Jan 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
07 Jan 2022
Transactions value $
-$656,667
Form type
4
Filing time
11 Jan 2022, 15:50:06 UTC
Previous filing
16 Dec 2021
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +22,222 +11% $0 230,357 07 Jan 2022 Direct
transaction SF Common Stock Tax liability -$656,666 -9,325 -4% $70.42 221,032 07 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -22,222 -36% $0 40,202 07 Jan 2022 Common Stock 22,222 $0 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.