Jason Ryan - 18 Jan 2022 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Role
Director
Signature
/s/ Daniel Clark, Attorney-in-Fact
Issuer symbol
WGS
Transactions as of
18 Jan 2022
Net transactions value
$0
Form type
4
Filing time
20 Jan 2022, 17:45:47 UTC
Previous filing
19 Oct 2021
Next filing
12 May 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGS Stock Option (right to buy) Award $0 +429,730 $0.000000 429,730 18 Jan 2022 Class A Common Stock 429,730 $3.45 Direct F1
transaction WGS Restricted Stock Unit Award $0 +247,525 $0.000000 247,525 18 Jan 2022 Class A Common Stock 247,525 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 100% of the underlying awards shall become vested and exercisable on the earlier of (A) December 31, 2022, and (B) a change in control of the Issuer, subject to the Reporting Person's continued service to the Issuer on such earlier date, or upon a termination of the Reporting Person's service as Executive Chairman of the Board under certain circumstances.
F2 Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A common stock upon settlement for no consideration.