James P. Gorman - Jan 20, 2022 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chairman and CEO, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 20, 2022
Transactions value $
-$7,192,961
Form type
4
Date filed
1/21/2022, 03:14 PM
Previous filing
Nov 12, 2021
Next filing
Feb 11, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +50.2K +4.32% $0.00 1.21M Jan 20, 2022 Direct F1
transaction MS Common Stock Tax liability -$7.19M -75.1K -6.2% $95.73 1.14M Jan 20, 2022 Direct F2
holding MS Common Stock 1.84K Jan 20, 2022 By 401(k) Plan
holding MS Common Stock 24.6K Jan 20, 2022 By Grantor Retained Annuity Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2022 as part of 2021 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 18, 2019 and January 17, 2020.