Dylan C. Smith - 25 Jan 2022 Form 4 Insider Report for BOX INC (BOX)

Role
Chief Financial Officer
Signature
/s/ David Leeb, Attorney-in-Fact
Issuer symbol
BOX
Transactions as of
25 Jan 2022
Net transactions value
$0
Form type
4
Filing time
27 Jan 2022, 15:30:36 UTC
Previous filing
12 Jan 2022
Next filing
17 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOX Class A Common Stock Options Exercise $0 +200,949 +18% $0.000000 1,300,961 25 Jan 2022 Direct
transaction BOX Class A Common Stock Options Exercise $0 +56,875 +4.4% $0.000000 1,357,836 25 Jan 2022 Direct
transaction BOX Class A Common Stock Options Exercise $0 +39,051 +2.9% $0.000000 1,396,887 25 Jan 2022 Direct
transaction BOX Class A Common Stock Options Exercise $0 +83,125 +6% $0.000000 1,480,012 25 Jan 2022 Direct
holding BOX Class A Common Stock 85,000 25 Jan 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -200,949 -100% $0.000000* 0 25 Jan 2022 Class A Common Stock 200,949 $1.16 Direct F2
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -56,875 -100% $0.000000* 0 25 Jan 2022 Class A Common Stock 56,875 $1.16 Direct F3
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -39,051 -100% $0.000000* 0 25 Jan 2022 Class A Common Stock 39,051 $1.16 Direct F4
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -83,125 -100% $0.000000* 0 25 Jan 2022 Class A Common Stock 83,125 $1.16 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.
F2 The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2015.
F3 The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 1/1/2016
F4 The transactions reported on this Form 4 represent the exercise by the Reporting Person of stock options that were set to expire on April 1, 2022. All of this option grant's shares became fully exercisable as of 12/1/2014.