Lisa Gould - 25 Jan 2022 Form 4 Insider Report for Hall of Fame Resort & Entertainment Co (HOFV)

Role
SVP of Human Resources
Signature
Tara Charnes, Attorney-in-Fact
Issuer symbol
HOFV
Transactions as of
25 Jan 2022
Transactions value $
$-7,918
Form type
4
Filing time
31 Jan 2022, 16:39:44 UTC
Next filing
01 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOFV Common Stock Sale $-7,060 -6,034 -10.1% $1.17* 53,598 25 Jan 2022 Direct F1, F2
transaction HOFV Common Stock Sale $-859 -810 -1.51% $1.06* 52,788 28 Jan 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOFV Warrants 7,000 25 Jan 2022 Common Stock 7,000 $1.40 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was made by the reporting person to cover tax liabilities pursuant to Hall of Fame Resort & Entertainment Company's (the "Company") mandatory sell-to-cover policy in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a discretionary transaction by the reporting person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.17 to $1.18, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 Includes 35,088 unvested RSUs that were granted on January 22, 2021 and vest in two equal installments on January 22, 2023 and January 22, 2024.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney