Li William Santana - 27 Jan 2022 Form 3 Insider Report for Knightscope, Inc. (KSCP)

Role
Chairman and CEO, Director
Signature
/s/ Peter Weinberg, Attorney-in-Fact
Issuer symbol
KSCP
Transactions as of
27 Jan 2022
Transactions value $
$0
Form type
3
Filing time
01 Feb 2022, 20:03:28 UTC
Next filing
14 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KSCP Class B Common Stock 7,000,000 27 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class B Common Stock 113,000 $0.1600 By wife F1, F2
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class B Common Stock 187,000 $0.6000 By wife F1, F2
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class B Common Stock 200,000 $1.26 By wife F2, F3
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class A Common Stock 500,000 $1.24 By wife F2, F4
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class A Common Stock 100,000 $0.9100 By wife F2, F3
holding KSCP Stock Option (Right to Buy) 27 Jan 2022 Class A Common Stock 35,000 $0.9100 By wife F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options are currently exercisable.
F2 Mercedes Soria is the wife of the reporting person.
F3 The stock options vest and become exercisable as to 25% of the option shares after 12 months, and vest as to the remaining shares in equal monthly installments over the subsequent 48 months, subject to continuous service with the issuer as of each vesting date.
F4 The stock options vest and become exercisable in 48 equal monthly installments, subject to continuous service with the issuer as of each vesting date.