ANTONIO L. DELISE - 31 Jan 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Antonio L. DeLise
Issuer symbol
MKTX
Transactions as of
31 Jan 2022
Net transactions value
-$475,382
Form type
4
Filing time
02 Feb 2022, 15:15:15 UTC
Previous filing
17 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1,274 +4.7% $0.000000 28,373 31 Jan 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability $117,468 -341 -1.2% $344.48 28,032 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $106,100 -308 -1.1% $344.48 27,724 31 Jan 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability $74,752 -217 -0.78% $344.48 27,507 31 Jan 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability $48,572 -141 -0.51% $344.48 27,366 31 Jan 2022 Direct F4
transaction MKTX Common Stock, par value $0.003 per share Tax liability $18,602 -54 -0.2% $344.48 27,312 31 Jan 2022 Direct F4
transaction MKTX Common Stock, par value $0.003 per share Tax liability $43,404 -126 -0.46% $344.48 27,186 31 Jan 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability $66,485 -193 -0.71% $344.48 26,993 31 Jan 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

ANTONIO L. DELISE is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.
F3 Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.
F4 Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.