Nicholas Themelis - Jan 31, 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chief Information Officer
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Nicholas Themelis
Stock symbol
MKTX
Transactions as of
Jan 31, 2022
Transactions value $
-$304,176
Form type
4
Date filed
2/2/2022, 03:15 PM
Previous filing
Dec 9, 2021
Next filing
Mar 9, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Award $0 +1.84K +19.19% $0.00 11.4K Jan 31, 2022 Direct F1
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$81.6K -237 -2.07% $344.48 11.2K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$53K -154 -1.38% $344.48 11K Jan 31, 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$20.3K -59 -0.53% $344.48 11K Jan 31, 2022 Direct F3
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$54.8K -159 -1.45% $344.48 10.8K Jan 31, 2022 Direct F2
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$94.4K -274 -2.53% $344.48 10.5K Jan 31, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2 Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. Themelis.
F3 Represents the surrender of shares to the Company to satisfy Mr. Themelis' tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Themelis.