James Ison - 03 Feb 2022 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Chief Sales/Marketing Officer
Signature
/s/ James Ison
Issuer symbol
OSS
Transactions as of
03 Feb 2022
Transactions value $
$0
Form type
4
Filing time
07 Feb 2022, 19:06:59 UTC
Previous filing
10 Jan 2022
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Award $0 +56K +134.4% $0.00 97.7K 03 Feb 2022 Direct F1, F2
holding OSS Common Stock 67.9K 03 Feb 2022 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 56,000 restricted stock units awarded to the Reporting Person under the Issuer's 2017 Equity Incentive Plan, as amended (the "Plan"), in connection with the Reporting Person's service as an executive officer of the Issuer, which restricted stock units are subject to vesting conditions.
F2 Consists of 97,667 unvested restricted stock units held by the reporting person, all of which remain subject to certain vesting conditions.
F3 These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.