JEFFREY K. STOREY - 31 Dec 2021 Form 5 Insider Report for Lumen Technologies, Inc. (LUMN)

Role
President & CEO, Director
Signature
/s/ Gary Maxwell Cox, attorney-in-fact for Jeffrey K. Storey
Issuer symbol
LUMN
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 16:20:56 UTC
Previous filing
26 May 2021
Next filing
01 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LUMN Common Stock Gift $0 -930,000 -21% $0.000000 3,597,319 27 Oct 2021 Direct F1
transaction LUMN Common Stock Gift $0 +930,000 $0.000000 930,000 27 Oct 2021 By Spouse F1
transaction LUMN Common Stock Gift $0 -784,000 -22% $0.000000 2,813,319 05 Nov 2021 Direct F2
transaction LUMN Common Stock Gift $0 -783,999 -84% $0.000000 146,001 05 Nov 2021 By Spouse F3
holding LUMN Common Stock 7,102 31 Dec 2021 By 401(k)
holding LUMN Common Stock 261,333 31 Dec 2021 By JS 2021 Trust F3
holding LUMN Common Stock 261,333 31 Dec 2021 By RS 2021 Trust F3
holding LUMN Common Stock 261,333 31 Dec 2021 By SM 2021 Trust F3
holding LUMN Common Stock 784,000 31 Dec 2021 By SLS 2021 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift of securities by the Reporting Person to the Reporting Person's spouse.
F2 Represents a gift of shares from the Reporting Person to a family trust for the benefit of his spouse and her children, for which his spouse serves as sole trustee.
F3 Represents a gift of shares from the Reporting Person's spouse to three separate trusts, each of which is for the benefit of one of their children. The Reporting Person serves as sole trustee for each of the three trusts.