Thomas J. Riga - Dec 31, 2021 Form 5 Insider Report for SPECTRUM PHARMACEUTICALS INC (SPPI)

Role
CEO & President, Director
Signature
/s/ Kurt A. Gustafson, attorney-in-fact for Thomas J. Riga
Stock symbol
SPPI
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
2/14/2022, 03:05 PM
Previous filing
May 14, 2021
Next filing
Feb 24, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPPI Common Stock, $0.001 par value Award $0 +240K +58.86% $0.00 646K Dec 30, 2021 Direct F1
holding SPPI Common Stock, $0.001 par value 14.1K Dec 31, 2021 By 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPPI Stock Option (Right to Buy) Award $0 +1.08M $0.00 1.08M Dec 30, 2021 Common Stock 1.08M $1.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third of the aggregate amount of restricted shares shall vest on each of December 30, 2022, 2023 and 2024, respectively.
F2 One third of the aggregate amount of option shares shall vest on each of December 30, 2022, 2023 and 2024, respectively.