James J. Kim - Feb 11, 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (5), 10%+ Owner
Signature
Mark N. Rogers, Attorney-in-Fact for James J. Kim
Stock symbol
AMKR
Transactions as of
Feb 11, 2022
Transactions value $
-$14,296
Form type
4
Date filed
2/15/2022, 04:21 PM
Previous filing
Jan 27, 2022
Next filing
Feb 25, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Tax liability -$14.3K -684 -0.04% $20.90 1.87M Feb 11, 2022 Direct F1
holding AMKR Common Stock 1.86M Feb 11, 2022 By spouse F2
holding AMKR Common Stock 49.6M Feb 11, 2022 By 915 Investments, LP F2, F3
holding AMKR Common Stock 6.43M Feb 11, 2022 By own GRATs F2, F3, F4
holding AMKR Common Stock 14.2M Feb 11, 2022 By trusts (excl. own GRATs) F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction represents shares withheld by Amkor Technology, Inc. (the "Issuer") in connection with the vesting of certain restricted stock units granted to the Reporting Person on February 11, 2021 pursuant to the Issuer's Equity Incentive Plan and the related award agreement. These shares were withheld to satisfy the Reporting Person's tax withholding obligations. The Issuer will pay these taxes on behalf of the Reporting Person.
F2 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F3 Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these securities held by these trusts and partnership.
F4 The Reporting Person is (i) a trustee of family trusts for the benefit of his immediate family members that own shares of the Issuer's Common Stock and (ii) with respect to the grantor-retained annuity trusts referenced in Table 1 above, the settlor, trustee, and the sole annuitant for such trusts.

Remarks:

(5) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.