Christopher Thunander - 15 Feb 2022 Form 4 Insider Report for SURGALIGN HOLDINGS, INC. (SRGA)

Role
Chief Accounting Officer
Signature
by Jessica Rumschlag as attorney in fact
Issuer symbol
SRGA
Transactions as of
15 Feb 2022
Transactions value $
$59,784
Form type
4
Filing time
16 Feb 2022, 10:46:04 UTC
Previous filing
01 Oct 2021
Next filing
17 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRGA Common Stock Award $59.8K +130K +59.31% $0.46 349K 15 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRGA Warrants (right to buy) Purchase $9.75 +97.5K $0.00* 97.5K 15 Feb 2022 Common Stock 97.5K $0.60 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total shares includes 17,985 shares purchased under the Company's Employee Stock Purchase Plan on December 31, 2021, which is exempt under Rule 16b-3(c).