KURT A. GUSTAFSON - 23 Feb 2022 Form 4 Insider Report for SPECTRUM PHARMACEUTICALS INC (SPPI)

Role
EVP & Chief Financial Officer
Signature
/s/ Kurt A. Gustafson
Issuer symbol
SPPI
Transactions as of
23 Feb 2022
Transactions value $
-$24,424
Form type
4
Filing time
24 Feb 2022, 17:43:02 UTC
Previous filing
25 Jun 2021
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPPI Common Stock, $0.001 par value Sale -$14,211 -20,215 -5.23% $0.703 366,188 23 Feb 2022 Direct F1, F2
transaction SPPI Common Stock, $0.001 par value Sale -$10,213 -15,958 -4.31% $0.64 354,230 24 Feb 2022 Direct F1
holding SPPI Common Stock, $0.001 par value 11,840 23 Feb 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
F2 Since the date of the reporting person's last ownership report, he transferred 14,429 shares of the Company's common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.