JOSEPH SIMON - 23 Feb 2022 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Issuer symbol
MC
Transactions as of
23 Feb 2022
Net transactions value
-$553,637
Form type
4
Filing time
24 Feb 2022, 18:45:49 UTC
Previous filing
03 Dec 2021
Next filing
31 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +24,120 24,120 23 Feb 2022 Direct F1
transaction MC Class A Common Stock Tax liability $553,637 -11,750 -49% $47.12 12,370 23 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2016 Incentive Restricted Stock Units Options Exercise $0 -5,198 -100% $0.000000* 0 23 Feb 2022 Class A Common Stock 5,198 Direct F2
transaction MC 2017 Incentive Restricted Stock Units Options Exercise $0 -4,793 -50% $0.000000 4,795 23 Feb 2022 Class A Common Stock 4,793 Direct F2
transaction MC 2018 Incentive Restricted Stock Units Options Exercise $0 -4,801 -33% $0.000000 9,602 23 Feb 2022 Class A Common Stock 4,801 Direct F2
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -6,458 -25% $0.000000 19,379 23 Feb 2022 Class A Common Stock 6,458 Direct F2
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -2,869 -16% $0.000000 15,080 23 Feb 2022 Class A Common Stock 2,869 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A common stock on February 23, 2022.