Kent W. Ziegler - 01 Mar 2022 Form 4 Insider Report for AXIS CAPITAL HOLDINGS LTD (AXS)

Role
Principal Acct Off, Controller
Signature
G. Christina Gray-Trefry, Attorney-in-Fact
Issuer symbol
AXS
Transactions as of
01 Mar 2022
Transactions value $
-$130,712
Form type
4
Filing time
03 Mar 2022, 16:56:23 UTC
Previous filing
27 Jan 2022
Next filing
05 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXS Common Shares Options Exercise $0 +1.65K +6.73% $0.00 26.1K 01 Mar 2022 Direct
transaction AXS Common Shares Disposed to Issuer -$43.5K -822 -3.15% $52.92 25.3K 01 Mar 2022 Direct
transaction AXS Common Shares Tax liability -$87.2K -1.65K -6.52% $52.92 23.6K 01 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXS Restricted Stock Units Options Exercise $0 -1.65K -49.98% $0.00 1.65K 01 Mar 2022 Common Shares 1.65K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2 The restricted stock units vest in four equal annual installments beginning March 1, 2020.