Ryan Spencer - 02 Mar 2022 Form 4 Insider Report for DYNAVAX TECHNOLOGIES CORP (DVAX)

Role
CEO and Director, Director
Signature
/s/ RYAN SPENCER
Issuer symbol
DVAX
Transactions as of
02 Mar 2022
Transactions value $
-$862,931
Form type
4
Filing time
04 Mar 2022, 19:16:44 UTC
Previous filing
14 Feb 2022
Next filing
10 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DVAX Common Stock Award $14,992 +1,457 +0.91% $10.29 162,296 15 Feb 2022 Direct F1
transaction DVAX Common Stock Options Exercise +20,833 +12.84% 183,129 02 Mar 2022 Direct F2
transaction DVAX Common Stock Sale -$133,837 -12,662 -6.91% $10.57 170,467 03 Mar 2022 Direct F3
transaction DVAX Common Stock Options Exercise +29,750 +17.45% 200,217 02 Mar 2022 Direct F4
transaction DVAX Common Stock Sale -$186,148 -17,611 -8.8% $10.57 182,606 03 Mar 2022 Direct F5
transaction DVAX Common Stock Sale -$557,937 -52,835 -28.93% $10.56 129,771 03 Mar 2022 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DVAX Restricted Stock Unit Options Exercise -20,833 -100% 0 02 Mar 2022 Common Stock 20,833 Direct F2
transaction DVAX Restricted Stock Unit Options Exercise -29,750 -33.33% 59,500 02 Mar 2022 Common Stock 29,750 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,457 shares acquired under Issuer's 2014 Employee Stock Purchase Plan (ESPP) on February 15, 2022.
F2 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 22, 2019.
F3 The reporting person is reporting the sale of 12,662 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022.
F4 Each RSU represents a contingent right to receive one share of common stock. The RSUs vest over three years with 1/3 vesting on each annual anniversary of February 4, 2021.
F5 The reporting person is reporting the sale of 17,611 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022
F6 The reporting person is reporting the sale of 52,835 shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the delivery of common stock to the reporting person on March 2, 2022. The conversion of the RSUs into common stock was reported on the reporting person's Form 4 on February 14, 2022.