Robert M. Gervis - 22 Mar 2022 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Director
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Issuer symbol
ASPN
Transactions as of
22 Mar 2022
Transactions value $
$4,500,014
Form type
4
Filing time
23 Mar 2022, 16:37:45 UTC
Previous filing
29 Nov 2021
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Purchase $4,500,014 +135,870 +62.72% $33.12 352,483 22 Mar 2022 Direct F1
holding ASPN Common Stock 72,491 22 Mar 2022 Held by Robert Gervis 2014 Grantor Retained Annuity Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All 135,870 shares were purchased by Mr. Gervis from the issuer in the issuer's at-the-market offering pursuant to the issuer's at-the-market sales agreement
F2 Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.