Rohit Gupta - May 16, 2022 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
President & CEO, Enact
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
May 16, 2022
Transactions value $
-$79,075
Form type
4
Date filed
5/17/2022, 04:18 PM
Previous filing
Apr 8, 2022
Next filing
May 31, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Class A Common Stock Options Exercise +45K +13.89% 369K May 16, 2022 Direct F1
transaction GNW Class A Common Stock Tax liability -$79.1K -20K -5.42% $3.95 349K May 16, 2022 Direct F2
holding GNW Class A Common Stock 7.17K May 16, 2022 by 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -45K -100% $0.00* 0 May 16, 2022 Class A Common Stock 45K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2 The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022.
F3 Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022.