Ian Graham - May 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
May 15, 2022
Transactions value $
-$66,482
Form type
4
Date filed
5/17/2022, 05:08 PM
Previous filing
Feb 22, 2022
Next filing
Jun 6, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12.7K +11.48% $0.00 123K May 15, 2022 Direct
transaction HLIT Common Stock Tax liability -$66.5K -7.16K -5.82% $9.28 116K May 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -4.09K -25% $0.00 12.3K May 15, 2022 Common Stock 4.09K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -1.67K -16.67% $0.00 8.33K May 15, 2022 Common Stock 1.67K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -6.92K -12.5% $0.00 48.4K May 15, 2022 Common Stock 6.92K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.