GREG J. SANTORA - 18 May 2022 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role
Director
Signature
/s/ Julie Ann Coletti Attorney-in-Fact for Greg J Santora
Issuer symbol
ALGN
Transactions as of
18 May 2022
Transactions value $
$0
Form type
4
Filing time
19 May 2022, 18:09:16 UTC
Previous filing
04 Aug 2021
Next filing
19 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALGN Common Stock Options Exercise $0 +524 +5.1% $0 10,873 18 May 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALGN Restricted Stock Units Options Exercise $0 -524 -100% $0* 0 18 May 2022 Common Stock 524 $0.0001 Direct F2, F3
transaction ALGN Restricted Stock Units Award $0 +1,114 $0 1,114 18 May 2022 Common Stock 1,114 $0.0001 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held directly by a family trust for which the reporting person is a co-trustee.
F2 Represents par value of ALGN common stock.
F3 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.
F4 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.