Steven Koh - 19 May 2022 Form 4 Insider Report for HOPE BANCORP INC (HOPE)

Role
Director
Signature
/s/ by Claire Hur as AIF for Steven Koh
Issuer symbol
HOPE
Transactions as of
19 May 2022
Transactions value $
$0
Form type
4
Filing time
23 May 2022, 18:36:31 UTC
Previous filing
31 Jan 2022
Next filing
25 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOPE Common Stock Award $0 +6,022 +11% $0 60,788 19 May 2022 Direct F1
holding HOPE Common Stock 3,298,043 19 May 2022 Various Trusts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOPE Non-qualified stock option (right to buy) 30,000 19 May 2022 Common Stock 30,000 $17.18 Direct F2
holding HOPE Stock Option (right to buy) 6,167 19 May 2022 Common Stock 6,167 $14.65 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total 6,022 Restricted Stock Units ("RSU") were granted on May 19, 2022 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,022 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
F2 These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.