Redpoint Omega II, LLC - 07 Jun 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
10%+ Owner
Signature
Redpoint Omega II, LLC, by /s/ Scott Raney, Managing Director
Issuer symbol
HCP
Transactions as of
07 Jun 2022
Net transactions value
$0
Form type
4
Filing time
09 Jun 2022, 16:07:07 UTC
Previous filing
15 Dec 2021
Next filing
06 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +4,155,918 4,155,918 07 Jun 2022 By Redpoint Omega II, L.P. F1, F2
transaction HCP Class A Common Stock Conversion of derivative security +128,532 128,532 07 Jun 2022 By Redpoint Omega Associates II, LLC F1, F3
transaction HCP Class A Common Stock Other $0 -4,155,918 -100% $0.000000* 0 07 Jun 2022 By Redpoint Omega II, L.P. F4
transaction HCP Class A Common Stock Other $0 -128,532 -100% $0.000000* 0 07 Jun 2022 By Redpoint Omega Associates II, LLC F5
transaction HCP Class A Common Stock Other $0 +1,070,149 $0.000000 1,070,149 07 Jun 2022 By Redpoint Omega II, LLC F6, F7
transaction HCP Class A Common Stock Other $0 -1,070,149 -100% $0.000000* 0 07 Jun 2022 By Redpoint Omega II, LLC F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 -4,155,918 -25% $0.000000 12,467,752 07 Jun 2022 Class A Common Stock 4,155,918 By Redpoint Omega II, L.P. F1, F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -128,532 -25% $0.000000 385,594 07 Jun 2022 Class A Common Stock 128,532 By Redpoint Omega Associates II, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis for no additional consideration at the reporting person's election and has no expiration date.
F2 The shares are held of record by Redpoint Omega II, L.P. ("RO II"). Redpoint Omega II, LLC ("RO II LLC") is the sole general partner of RO II. As such, RO II LLC has sole voting and investment control over the shares owned by RO II and may be deemed to beneficially own the shares held by RO II. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F3 The shares are held of record by Redpoint Omega Associates II, LLC ("ROA II"). ROA II is under common control with RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II to its general partner and limited partners without additional consideration.
F5 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by ROA II to its members without additional consideration.
F6 Represents receipt of shares in the distribution in kind described in footnote (4).
F7 The shares are held of record by RO II LLC. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F8 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by RO II LLC to its members without additional consideration.