ROGER L. DICK - 23 Jun 2022 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
President/CEO of UCC
Signature
Roger L. Dick by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
23 Jun 2022
Transactions value $
$41,888
Form type
4
Filing time
28 Jun 2022, 17:28:36 UTC
Previous filing
16 Dec 2021
Next filing
08 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 -83,855 -100% $0* 0 23 Jun 2022 Direct F2, F3, F4
transaction UWHR Common Stock Other $0 +83,855 $0 83,855 23 Jun 2022 By 401(k) Plan F3, F5, F6
transaction UWHR Common Stock Purchase $41,887 +5,585 $7.5 5,585 24 Jun 2022 Direct F2
holding UWHR Common Stock 2,517 23 Jun 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Pershing LLC Safekeeper for Roger L. Dick
F2 Held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC As Custodian
F3 Transfer of shares from brokerage IRA account to self directed brokerage 401(k) account.
F4 The shares were transferred from an account held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian to account charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401(k) FBO Roger L. Dick. This transfer did not involve the receipt of any funds by the shareholder.
F5 Held by charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401K FBO Roger L. Dick
F6 The shares were transferred from an account held by Cede & Co., Depository for IRA FBO Roger L. Dick Pershing LLC as Custodian to account charles SCHWAB, Uwharrie Retirement Committee Trustee, Uwharrie Capital Corp Employee 401(k) FBO Roger L. Dick. This transfer did not involve the receipt of any funds by the shareholder.