Stephanie A. Davis - Jul 20, 2022 Form 4 Insider Report for Athenex, Inc. (ATNX)

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Stock symbol
ATNX
Transactions as of
Jul 20, 2022
Transactions value $
$4,750
Form type
4
Date filed
7/21/2022, 04:58 PM
Previous filing
Jun 29, 2022
Next filing
Aug 30, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNX Common Stock Award $4.75K +7.14K +27.12% $0.67 33.5K Jul 20, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNX Stock Option (Right to Buy) 10K Jul 20, 2022 Common Stock 10K $12.06 Direct F2
holding ATNX Stock Option (Right to Buy) 7.5K Jul 20, 2022 Common Stock 7.5K $11.49 Direct F3
holding ATNX Stock Option (Right to Buy) 17.5K Jul 20, 2022 Common Stock 17.5K $12.45 Direct F4
holding ATNX Stock Option (Right to Buy) 8.75K Jul 20, 2022 Common Stock 8.75K $3.80 Direct F5
holding ATNX Restricted Stock Units 8.75K Jul 20, 2022 Common Stock 8.75K Direct F6, F7
holding ATNX Stock Option (Right to Buy) 17.5K Jul 20, 2022 Common Stock 17.5K $0.46 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on April 1, 2020.
F3 This option vests in four equal annual installments beginning on April 3, 2020.
F4 This option vests in four equal annual installments beginning on June 5, 2021.
F5 This option vests on August 3, 2022.
F6 Each restricted stock unit represents a contingent right to receive one share of stock.
F7 The restricted stock units vest on August 3, 2022.
F8 This option vests on June 28, 2023.