James Ison - 28 Jul 2022 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Chief Sales/Marketing Officer
Signature
/s/James Ison
Issuer symbol
OSS
Transactions as of
28 Jul 2022
Transactions value $
$5,800
Form type
4
Filing time
01 Aug 2022, 18:01:00 UTC
Previous filing
25 May 2022
Next filing
06 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $5.8K +12.6K +16.26% $0.46 90.1K 28 Jul 2022 By Trust F1
holding OSS Common Stock 86K 28 Jul 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Employee Stock Option (right to buy) Options Exercise $0 -12.6K -27.74% $0.00 32.8K 28 Jul 2022 Common Stock 12.6K $0.46 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.
F2 Includes 86,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3 The option is fully vested.