Neven Haltmayer - 15 Aug 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Aug 2022
Net transactions value
-$89,594
Form type
4
Filing time
17 Aug 2022, 16:51:59 UTC
Previous filing
16 Jun 2022
Next filing
08 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +14,850 +8% $0.000000 201,233 15 Aug 2022 Direct
transaction HLIT Common Stock Tax liability $89,594 -7,818 -3.9% $11.46 193,415 15 Aug 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -7,400 -33% $0.000000 14,800 15 Aug 2022 Common Stock 7,400 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7,450 -14% $0.000000 44,700 15 Aug 2022 Common Stock 7,450 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.