Sanjay Kalra - 15 Aug 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP and CFO
Signature
/s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 Aug 2022
Net transactions value
-$118,405
Form type
4
Filing time
17 Aug 2022, 16:53:10 UTC
Previous filing
17 May 2022
Next filing
29 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +19,627 +14% $0.000000 160,336 15 Aug 2022 Direct F1
transaction HLIT Common Stock Tax liability $118,405 -10,332 -6.4% $11.46 150,004 15 Aug 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -10,448 -33% $0.000000 20,895 15 Aug 2022 Common Stock 10,448 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -9,179 -14% $0.000000 55,077 15 Aug 2022 Common Stock 9,179 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2022.
F2 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.