GravityRock A.S. - Aug 16, 2022 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role
10%+ Owner
Signature
/s/ Hermann Svoren, as Chairperson of GravityRock A.S. /s/ Jonathan Scudder, as Director of GravityRock A.S. /s/ Victor Ake, as Director of GravityRock A.S.
Stock symbol
FORG
Transactions as of
Aug 16, 2022
Transactions value $
$0
Form type
4
Date filed
8/18/2022, 04:04 PM
Previous filing
Dec 10, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security $0 +8.55M +670.89% $0.00 9.83M Aug 16, 2022 Direct F1
transaction FORG Class A Common Stock Other $0 -9.83M -100% $0.00* 0 Aug 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Class B Common Stock Conversion of derivative security $0 -8.55M -100% $0.00* 0 Aug 16, 2022 Class A Common Stock 8.55M Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

GravityRock A.S. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock") of ForgeRock, Inc. (the "Issuer") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer. This transaction represents a transfer of all Class A Common Stock and Class B Common Stock (collectively, the "Shares") as held by the Reporting Person, to its shareholders representing each such shareholder's pro rata interest in the Shares. As a result of the foregoing transfer, all shares of Class B Common Stock automatically converted into Class A Common Stock on a one-to-one basis, upon receipt by the Reporting Person's shareholders.