David Brian Barcelo - 01 Sep 2022 Form 4 Insider Report for AWARE INC /MA/ (AWRE)

Role
Chief Financial Officer
Signature
/s/ David B. Barcelo
Issuer symbol
AWRE
Transactions as of
01 Sep 2022
Net transactions value
+$10,000
Form type
4
Filing time
06 Sep 2022, 16:59:53 UTC
Previous filing
17 Jun 2022
Next filing
04 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWRE Common Stock Purchase $8,820 +4,410 +8.8% $2.00 54,390 01 Sep 2022 Direct
transaction AWRE Common Stock Purchase $1,180 +590 +1.1% $2.00 54,390 06 Sep 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AWRE Stock Option (right to buy) 250,000 01 Sep 2022 Common Stock 250,000 $4.73 Direct F1
holding AWRE Stock Option (right to buy) 12,500 01 Sep 2022 Common Stock 12,500 $4.50 Direct F2
holding AWRE Stock Option (right to buy) 12,500 01 Sep 2022 Common Stock 12,500 $5.50 Direct F2
holding AWRE Stock Option (right to buy) 12,500 01 Sep 2022 Common Stock 12,500 $6.50 Direct F2
holding AWRE Stock Option (right to buy) 12,500 01 Sep 2022 Common Stock 12,500 $7.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.
F2 Vests in 16 equal quarterly installments on the last day of each quarter from July 1, 2020 through June 30, 2024.