Sanjay Kalra - 01 Sep 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role: SVP and CFO
Signature: /s/ Laura Donovan By Attorney-in-Fact Laura Donovan
Issuer symbol: HLIT
Transactions as of: 01 Sep 2022
Net transactions value: -$677,211
Form type: 4
Filing time: 06 Sep 2022, 17:08:00 UTC
Previous filing: 29 Aug 2022
Next filing: 17 Nov 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HLIT	Common Stock	Options Exercise	$0	+100,001	+104%	$0.000000	196,420	01 Sep 2022	Direct
transaction	HLIT	Common Stock	Tax liability	$677,211	-61,733	-31%	$10.97	134,687	01 Sep 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-50,001	-33%	$0.000000	99,999	01 Sep 2022	Common Stock	50,001	$0.000000	Direct
transaction	HLIT	Restricted Stock Units	Options Exercise	$0	-50,000	-100%	$0.000000^*	0	01 Sep 2022	Common Stock	50,000	$0.000000	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.